RIA in a Box

RIA in a Box® is a fast-growing, entrepreneurial financial services firm that is a leading provider of registration, compliance, and operations support services to registered investment adviser (RIA) firms throughout the United States. We enable fellow entrepreneurs to create and grow their own registered investment advisory firms while maintaining constant regulatory compliance. Our MyRIACompliance™ solution helps over 1,400 RIA firms manage compliance with award-winning software and a team of on-call former regulator.